Office of the Vice President for Research and Innovation
2425 Campus Road, Sinclair 10
Honolulu, HI 96822

Phone: (808) 956-7800
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Research Lifecycle

About

The research lifecycle is a general overview of the extramural proposal and award process at the University of Hawaiʻi. Use the individual tabs above to navigate each step of the lifecycle, and to locate information on roles & responsibilities, processes, resources and contact information related to the particular lifecycle step.

Please feel free to submit a ticket if you are unable to locate the information you need, or require personal assistance.

PI Eligibility

Faculty or staff interested in applying for extramural funding opportunities must be UH Board of Regents appointees. This includes adjunct faculty, research affiliates and emeriti faculty in non-compensated university appointments.

Serving as a PI is also conditioned upon the proposed program or activity being desirable and compatible with the mission of the respective academic or research unit, and the PI disclosing all potential conflicts of interest. See Board of Regents RP 12.202.

PI Roles & Responsibilities

Principal investigators (PIs) are responsible for the effective performance of the overall project and compliance with applicable rules & regulations, and award terms and conditions. Additional responsibilities are summarized below.

ADMINISTRATIVEFISCALTECHNICAL
  • Locating funding opportunities
  • Developing proposals
  • Applying for funding
  • Hiring project personnel
  • Maintaining current compliance protocols
  • Managing project budgets and overseeing any subawards
  • Authorizing expenses
  • Certifying personnel effort & approving cost-share transactions
  • Ensuring scientific integrity and leading the project
  • Overseeing subrecipient progress
  • Preparing and submitting technical, invention, progress and other reports to sponsors

See Administrative Procedure AP 12.401 for more information.

Exclusions

Expand the following for a description of agreements not covered by the extramural project lifecycle.

Non-financial affiliation agreements are agreements between a UH campus and an external agency which delineate responsibilities when students are placed in clinical settings or internships within the external agency. A non-financial affiliation agreement is covered by the extramural project lifecycle if:

  1. It relates to an extramurally funded project; or
  2. Contains terms which could potentially create risk to UH (e.g., indemnification provisions); or
  3. Contains terms which are inconsistent with UH policy (e.g., jurisdiction outside the State of Hawaii).

Signature authority for all other non-financial affiliation agreements has been delegated to the following:

CAMPUS/OFFICEPHONE
University of Hawai‘i at Mānoa – Office of the Vice Chancellor for Research(808) 956-0813
University of Hawai‘i at Hilo – Chancellor’s Office(808) 932-7348
University of Hawai‘i West O‘ahu – Chancellor’s Office(808) 689-2270
University of Hawai‘i Maui College – Chancellor’s Office(808) 984-3636
Hawai‘i Community College – Chancellor’s Office(808) 934-2504
Honolulu Community College – Chancellor’s Office(808) 845-9158
Kapi‘olani Community College – Chancellor’s Office(808) 734-9565
Kauai Community College – Chancellor’s Office(808) 245-8283
Leeward Community College – Chancellor’s Office(808) 455-0215
Windward Community College – Chancellor’s Office(808) 235-7402

See the UH Community Colleges Policy 8.102A on Affiliation Agreements, Sponsored Class, and Sheltered Class Memorandum of Agreements for more information relating to the community colleges and UH Maui College.

Sponsored class agreements are agreements between a UH campus and an external agency where the external agency pays all or part of the cost of offering a class in lieu of charging tuition to students. A sponsored class agreement is covered by the extramural project lifecycle if it includes or contains any of the following:

  1. Federal funding;
  2. Terms which could potentially create risk to UH (e.g., indemnification provisions); or
  3. Terms which are inconsistent with UH policy (e.g., jurisdiction outside the State of Hawaii).

Signature authority for all other sponsored class agreements has been delegated to the following:

CAMPUS/OFFICEPHONE
University of Hawai‘i at Mānoa – Office of the Vice Chancellor for Research(808) 956-0813
University of Hawai‘i at Hilo – Chancellor’s Office(808) 932-7348
University of Hawai‘i West O‘ahu – Chancellor’s Office(808) 689-2270
University of Hawai‘i Maui College – Chancellor’s Office(808) 984-3636
Hawai‘i Community College – Chancellor’s Office(808) 934-2504
Honolulu Community College – Chancellor’s Office(808) 845-9158
Kapi‘olani Community College – Chancellor’s Office(808) 734-9565
Kauai Community College – Chancellor’s Office(808) 245-8283
Leeward Community College – Chancellor’s Office(808) 455-0215
Windward Community College – Chancellor’s Office(808) 235-7402

See the UH Community Colleges Policy 8.102A on Affiliation Agreements, Sponsored Class, and Sheltered Class Memorandum of Agreements for more information relating to the community colleges and UH Maui College.

Sheltered class agreements are agreements between a UH campus and an external agency to deliver a non-credit class for the agency with funds to be deposited into the appropriate campus special fund account. A sheltered class agreement is covered by the extramural project lifecycle if it is includes, contains or covers any of the following:

  1. Federal funding;
  2. Curriculum development projects, including projects involving evaluation, curriculum or teaching methods;
  3. Projects which involve students receiving academic credit for community service activities (e.g., service learning);
  4. Activities in support of students;
  5. Dissertation work funded by grants, including dissertation-related travel;
  6. Upward Bound programs;
  7. Terms which could potentially create risk to UH (e.g., indemnification provisions); or
  8. Terms which are inconsistent with UH policy (e.g., jurisdiction outside the State of Hawaii).

Signature authority for all other sheltered class agreements has been delegated to the following:

CAMPUS/OFFICEPHONE
University of Hawai‘i at Mānoa – Office of the Vice Chancellor for Research(808) 956-0813
University of Hawai‘i at Hilo – Chancellor’s Office(808) 932-7348
University of Hawai‘i West O‘ahu – Chancellor’s Office(808) 689-2270
University of Hawai‘i Maui College – Chancellor’s Office(808) 984-3636
Hawai‘i Community College – Chancellor’s Office(808) 934-2504
Honolulu Community College – Chancellor’s Office(808) 845-9158
Kapi‘olani Community College – Chancellor’s Office(808) 734-9565
Kauai Community College – Chancellor’s Office(808) 245-8283
Leeward Community College – Chancellor’s Office(808) 455-0215
Windward Community College – Chancellor’s Office(808) 235-7402

See the UH Community Colleges Policy 8.102A on Affiliation Agreements, Sponsored Class, and Sheltered Class Memorandum of Agreements for more information relating to the community colleges and UH Maui College.

If you are unsure whether your agreement is covered, please contact your assigned Office of Research Services Contracts Specialist for agreement review and further direction.